On November 22, China Securities Journal held the 2019 China Securities 
Industry Summit and the 2019 Golden Bull Award Ceremony in Beijing. Guotai 
Junan won four Golden Bull awards, including "Top 10 Best Securities Company", 
"Best Investment Banking Team", "Best Wealth Management Team" and "Best Asset 
Management Team".

In the last two years, Guotai Junan's equities, bonds, mergers & acquisitions 
and "New Third Board" businesses have developed in all directions. By September 
2019, the company's stock underwriting amount has reached 372.3 billion yuan, 
ranking the 4th in the market. Outstandingly, the company's business in stocks, 
corporate debt and financial debt ranked third place in the industry. Guotai 
Junan's market influence has been constantly enlarged.

In recent years, Guotai Junan provided services for more than 12.86 million 
clients with over 80 market transactions on market information, consulting and 
financial advisory services. Guotai Junan provided over 240,000 high-net-worth 
clients with wealth management advice through investment consultant contracting 
and financial planning services. Meanwhile, they offered comprehensive 
solutions such as customized asset allocation and financial planning to more 
than 30,000 high-net-worth and ultra high-net-worth clients.

Guotai Junan's performance of asset management has received market attention 
and recognition for quite a long time. By September 2019, the scale of assets 
managed by Guotai Junan Securities Asset Management Co., Ltd has reached 773.5 
billion yuan which is 22.8 billion higher than last year. In particular, the 
scale of active management reached a New high of 467.1 billion yuan, a 50% or 
156.5 billion yuan growth comparing to the previous year. The asset scale and 
active management scale are both the second highest in the industry.

Source: Guotai Junan Securities